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September 2008

Instant Messaging Headaches

Points to ponder and problems to avoid in an IM environment
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SideBar    IM Security Vendors, Maxwell Smart? Your IM Is Ready

“The majority of our customers are really concerned about IM compliance issues,” says Lev. “They want to be able to capture all their IM messages, log them, and easily search an archive database when they get an e-discovery request. They also need to ensure that their IM communications comply with a host of federal and state regulations concerning email usage, including Sarbanes-Oxley and HIPAA.” Symantec sells an Information Foundation Bundle that offers the ability to archive IM traffic through Symantec Enterprise Vault, the company’s email-archiving and -retention tool.

A host of rules and regulations govern electronic communications. IT managers and CIOs—especially at large enterprises— would be well advised to be on a first-name basis with corporate counsel and their finance executives. “All these regulations can require a lot of different things, including retaining the content of those messages. IM is an electronics communication medium, and the company that provides that service to its employees bears the liability,” says Montgomery. That liability can even extend to personal IM accounts that employees use at work. “The [IM provider] isn’t relevant, but the role of the person and the nature of the communication is.”

Montgomery points to a number of regulatory bodies—ranging from financial services (Financial Industry Regulatory Authority—FINRA), the energy industry (Federal Energy Regulatory Commission— FERC, North American Electric Reliability Corporation—NERC), and general oversight by the Securities and Exchange Commission (SEC) for large companies—that can affect the way you manage and archive instant messages. The moral of the story is clear: IM is a vital part of a communications infrastructure, and you must operate it in compliance with the same rules and regulations that govern other digital communications methods.

Vendors that can help you ensure that your IM channel complies with required regulations include Akonix (L7 Enterprise Suite), FaceTime Communications (IM Auditor), and Symantec (Symantec Mail Security, Information Foundation Bundle/Enterprise Vault, and Vontu Data Loss Prevention).

Confidential-data loss. What about securing IM from inadvertent data loss by careless employees? IM was primarily driven into the workplace by employees using their personal IM accounts, which often weren’t managed or secured by corporate IT departments. That situation has changed over the past few years, but ensuring that employees follow company guidelines can still be a significant challenge. “With IM, businesses have created another means for employees to communicate outside the company, which means you have another way to lose confidential information,” says Montgomery. “Many companies in technology industries compete in their respective markets on the strength of their patents and intellectual properties, so keeping that information secure is vitally important. It’s easy to send a video clip or detailed drawing of a new product via IM.”

Symantec makes several products that help keep tabs on vital company information, including Vontu Data Loss Prevention. It includes two modules: Network Monitor, which can track information within your organization, as well as who it’s sent to, and Vontu Network Prevent, a product that can prevent sensitive information from leaving an organization. Akonix provides its L7 Enterprise Suite, and FaceTime’s IM Auditor can help keep tabs on IM traffic.

Inappropriate usage. A final, often overlooked potential IM pain point for IT pros is employees’ inappropriate IM usage. Because some users believe IM traffic isn’t tracked or monitored as closely as email messages are, they often use IM for inappropriate purposes. “A recent study revealed that 31 percent of employees are harassed by other employees at work over IM,” says Montgomery. “When you consider that some IT researchers believe that some 50 million workplaces use IM, that translates into some 15 million lawsuits just waiting to happen. Again, the company provides the IM communication, so the company bears liability for the content of that IM communication.”

Content that should raise red flags includes hostile, offensive, and harassing content and the “seven words you can’t say on TV” (popularized by the late George Carlin), as well as other inappropriate material. Products that can help you screen your IM traffic for inappropriate usage include Akonix’ L7 Enterprise Suite and FaceTime Communications’ IM Auditor.

No More Headaches?
As IM becomes a more integral part of the enterprise communications infrastructure, some of these IM pain points will be alleviated. That said, new communications technologies will undoubtedly emerge, and the stalwart IT pro will be called upon to deploy, manage, and secure any new communications channel. But as this discussion has revealed, an IT pro armed with the right planning, a toolbox of good products, and a willingness to embrace change will be well positioned to face the challenge.

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